Consultations overview

Open Consultations

Date Title Closing Date Status More Info Responses
21/03/2014 Draft Regulatory Technical Standards on major shareholdings and indicative list of financial instruments subject to notification requirements under the revised Transparency Directive 30/05/2014 Open > See more To respond
20/03/2014 Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories (CSD) 22/05/2014 Open > See more To respond
13/02/2014 ESMA Guidelines on Alternative Performance Measures 14/05/2014 Open > See more To respond

Closed Consultations

Date Title Closing Date Status More Info Responses
11/02/2014 Consultation Paper on CRA3 Implementation 11/04/2014 Closed > See more
20/12/2013 Revision of the provisions on diversification of collateral in ESMA’s guidelines on ETFs and other UCITS issues 31/01/2014 Closed > See more View responses
14/11/2013 ESMA’s policy orientations on possible implementing measures under the Market Abuse Regulation 27/01/2014 Closed > See more View responses
06/11/2013 Draft guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors 07/02/2014 Closed > See more View responses
18/10/2013 ESMA’s Technical Advice to the Commission on procedural rules to impose fines on Trade Repositories 15/11/2013 Closed > See more
19/07/2013 Guidelines on enforcement of financial information 31/10/2013 Closed > See more View responses
17/07/2013 Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Union and non-evasion of provisions of EMIR 16/09/2013 Closed > See more View responses