Consultation on the Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories

25/06/2012 to 05/08/2012

This consultation paper includes the Regulatory and Implementing Technical Standards ESMA is required to draft under the Regulation of the European Parliament and Council on OTC derivatives, central counterparties and trade repositories (EMIR). It covers implementing measures for the application of the clearing obligation for risk mitigation techniques, exemptions for non-financial counterparties and intra-group transactions, requirements for CCPs and reporting and disclosure obligations for trade repositories.

ESMA will also organise an open hearing on 12 July.  Interested parties should sign up on line.

Documents

Reference Date Type Title Download More Info
2012/379 25/06/2012 Consultation paper Draft Technical Standards for the Regulation on OTC Derivatives, CCPs and Trade Repositories View > See more
2012/403 25/06/2012 Press release ESMA proposes rules on derivatives, central counterparties and trade repositories View > See more

Responses

Activity Institution Download
CEZ View
CNMV ADVISORY COMMITTEE View
Deutsche Bank View
Deutsche Telekom AG View
Division Bank and Insurance of the Austrian Federal Economic Camber View
European Federation of Energy Traders (EFET) View
ISDA, AFME, BBA, Assosim ViewView

Managed Funds Association ViewView

Mitsui & Co. Commodity Risk Management Ltd. View
SSE plc View
Vereniging Energie Nederland View
WGZ BANK AG View
Asset Management AFG - Association de la Gestion Financière View
Asset Management Alternative Investment Management Association (AIMA) View
Asset Management AMUNDI View
Asset Management BlackRock View
Asset Management Brevan Howard Investment Products Limited View
Asset Management BVI View
Asset Management Citadel LLC View
Asset Management EFAMA View
Asset Management Federated Investors, Inc. View
Asset Management Investment Company Institute and ICI Global View
Asset Management Investment Management Association View
Asset Management Legal & General Investment Management View
Asset Management Natixis Asset Management View
Asset Management The D. E. Shaw Group View
Asset Management Union Investment Management Holding AG View
Banking ABBL - Luxembourg Bankers' Association View
Banking ABI - Italian Banking Association View
Banking Association of German banks View
Banking Banesto - Banco Español Credito View
Banking Barclays View
Banking Bundesverband Oeffentlicher Banken Deutschlands View
Banking Czech Banking Association View
Banking DSGV - German Savings Banks Association View
Banking DZ BANK Deutsche Zentral-Genossenschaftsbank, Frankfurt am Main View
Banking ESBG - European Savings Banks Group View
Banking European Association of Co-operative Banks (EACB) View
Banking European Association of Public Banks, EAPB View
Banking European Banking Federation (EBF) View
Banking French Banking Federation ViewView

Banking German Banking Association BVR View
Banking Goldman Sachs International View
Banking ING Bank View
Banking Lloyds Banking Group View
Banking Norddeutsche Landesbank Girozentrale View
Banking Polish Bank Association ViewView

Banking UBS AG View
Government regulatory & enforcement European Banking Authority EBA View
Government regulatory & enforcement European Data Protection Supervisor View
Government, Regulatory and Enforcement European Systemic Risk Board (ESRB) ViewViewViewView



Insurance and Pension Allianz SE View
Insurance and Pension Danish Insurance Association View
Insurance and Pension German Insurance Association (GDV) View
Insurance, pension & asset management ALFI View
Insurance, pension & asset management Association of British Insurers View
Insurance, pension & asset management BT Pension Scheme Management View
Insurance, pension & asset management Insight Investment View
Insurance, pension & asset management Muenchner Rueckversicherungs-Gesellschaft AG in München View
Investment Services State Street Corporation View
Investment Services Tradeweb View
Investment Services WMBA - Wholesale Market Brokers Association View
Invididuals Chris Barnard View
Issuers AFEP ViewView

Issuers AFTE - French Association of Corporate Treasurers View
Issuers European Covered Bond Council View
Legal and Accountancy Amunet Partners View
Legal and Accountancy Institut der Wirtschaftsprüfer in Deutschland e.V. (IDW) View
Others ANNA - Association of National Numbering Agencies View
Others ASSET (spanish Association of Corporate Treasurers) View
Others Austrian Federal Economic Chamber WKO View
Others BDEW German Association of Energy and Water Industries View
Others Bloomberg, L.P. View
Others BP International Ltd. View
Others CapitalTrack Limited View
Others Cargill Europe bvba View
Others CFA Institute View
Others Chatham Financial Europe View
Others COCERAL - EU grain traders association View
Others DACSI - Dutch Advisory Committee Securities Industry View
Others DAI, BDI and VDT View
Others Daimler AG View
Others DTCC Data Repositories Ltd View
Others E.ON AG ViewView

Others EACH - European Association of CCP Clearing Houses View
Others EnBW Trading View
Others Energy UK View
Others Euroelectric View
Others EUROGAS View
Others European Association of Corporate Treasurers View
Others European Commodity Clearing AG View
Others Federation of Finnish Financial Services FFI View
Others FIX Protocol, Ltd. View
Others FOA - Futures and Options Association View
Others Fortum View
Others Global Financial Markets Association View
Others Haniel View
Others Holland Clearing House N.V. View
Others Insurance Europe View
Others Irish Association of Corporate Treasurers View
Others ISDA/FpML View
Others KDPW_CCP View
Others KfW View
Others MAN SE View
Others Markit View
Others MarkitSERV View
Others Nordic Association of Electricity Traders View
Others Oesterreichische Nationalbank View
Others Oesterreichs Energie, Association of Austrian Electricity Companies, Brahmsplatz 3, 1040 Vienna View
Others OMIClear View
Others Oslo Clearing ASA ViewViewViewView



Others Pensioen Federate View
Others REGIS-TR View
Others Rolls-Royce plc View
Others RWE Supply&Trading GmbH View
Others SAP View
Others Shell View
Others Swedish Securities Dealers Association ViewView

Others SWIFT View
Others The Association of Corporate Treasurers - ACT View
Others Vattenfall View
Regulated markets, exchanges & trading systems BME View
Regulated markets, exchanges & trading systems ICAP plc View
Regulated markets, Exchanges and Trading Systems CME Group View
Regulated markets, Exchanges and Trading Systems Eurex Clearing AG View
Regulated markets, Exchanges and Trading Systems European Central Counterparty Limited View
Regulated markets, Exchanges and Trading Systems European Multilateral Clearing Facility View
Regulated markets, Exchanges and Trading Systems FESE - Federation of European Securities Exchanges View
Regulated markets, Exchanges and Trading Systems Japan Securities Clearing Corporation View
Regulated markets, Exchanges and Trading Systems LCH.Clearnet View
Regulated markets, Exchanges and Trading Systems NYSE Euronext View
Regulated markets, Exchanges and Trading Systems Stadtwerke München GmbH ViewView

Regulated markets, Exchanges and Trading Systems The Clearing & Settlement Working Group View
Regulated markets, Exchanges and Trading Systems Triple Point Technology Inc. View