Call for evidence on the evaluation of the Regulation on short selling and certain aspects of credit default swaps

12/02/2013 to 15/03/2013

In order to prepare its technical advice on the effects of the SSR, ESMA is inviting investors, market participants and any other interested stakeholders to provide responses to the questions outlined in the Call for Evidence by 15 March.

ESMA’s advice is expected to be delivered to the EC by 31 May.  It will contribute to the EC’s Report on the review of the Short Selling Regulation, which it is obliged to present to the European Parliament and the European Council by 30 June 2013.

Documents

Reference Date Type Title Download More Info
2013/203 12/02/2013 Call for evidence On the evaluation of the Regulation (EU) 236/2012 of the European Parliament and of the Council on short selling and certain aspects of credit default swaps View > See more
2013/214 12/02/2013 Press release ESMA seeks feedback for review of the Short Selling Regulation View > See more

Responses

Activity Institution Download
Swedish Securities Dealers Association View
Asset Management Alternative Investment Management Association / Managed Funds Association View
Asset Management BVI View
Asset Management Investment Management Association View
Banking Barclays Bank Plc View
Banking DekaBank Deutsche Girozentrale View
Banking Deutsche Bank View
Banking European Banking Federation View
Banking German Banking Industry Committee View
Banking SOCIETE GENERALE View
Banking UBS View
Insurance, pension & asset management Allianz SE View
Insurance, pension & asset management Canada Pension Plan Investment Board View
Insurance, pension & asset management Eumedion View
Investment Services AMAFI (Association française des marchés financiers) View
Investment Services Assosim View
Investment Services Shore Capital Stockbrokers Limited View
Investment Services SINO View
Investment Services Winterflood Securities Limited View
Issuers Quoted Companies Alliance View
Others AFME and ISDA View
Others APCIMS View
Others Federation of Finnish Financial Services View
Others FIA European Traders Association View
Others LCH.Clearnet Group View
Others The International Securities Lending Association View
Others Thomson Reuters View
Regulated markets, exchanges & trading systems BME - Spanish Exchanges View
Regulated markets, exchanges & trading systems Börse Hamburg and Börse Hannover View
Regulated markets, exchanges & trading systems Deutsche Börse Group View
Regulated markets, exchanges & trading systems ICAP View
Regulated markets, exchanges & trading systems ISDX View
Regulated markets, exchanges & trading systems NYSE Euronext View
Regulated markets, Exchanges and Trading Systems BATS Chi-X Europe View
Regulated markets, Exchanges and Trading Systems Boerse Stuttgart View
Regulated markets, Exchanges and Trading Systems Wholesale Markets Brokers’ Association and London Energy Brokers’ Association View